Auditors and those responsible for assessing internal controls in the dealing room.
The elearning course explains in simple terms how a dealing room works and the risks that generally exist. It then outlines the controls you would expect to find to mitigate those risks. The second part of the course explains how to conduct a risk based audit of the dealing room and the red flags you may see that tell you something may be wrong.
This elearning course does not have a built in knowledge check, but a certificate of completion can be provided for CPD purposes.
The user will receive a certificate in pdf format upon successful completion of this elearning course.
Each purchase is for a licence for a single user. The user has access to all the elearning course material for 6 (six) months via our web based elearning platform.
For volume purchasers, your nominated administrator will be able to download:
A set of detailed reports in Excel format showing course completion data for all of your users; and
Copies of all certificates.