Auditors and those involved in determining the existence and adequacy of internal controls within the world of asset management
The first part of the elearning course examines the products used and the income structures employed by asset managers as well as looking at the regulatory structures surrounding the business. The second module identifies the key business risks that one expects to encounter and the final two modules look in some depth at the essential internal controls which need to be in place. This includes Macro Investment Decisions, Product Design, Marketing, Legal documentation, Client Mandates and the overall Investment Process. It concludes with an examination of The Dealing Function, Portfolio Management, Valuation, Operations, Redemption and Performance Attribution
This elearning course does not have a built in knowledge check, but a certificate of completion can be provided for CPD purposes..
180 minutes across 4 modules.
The user will receive a certificate in pdf format upon successful completion of this elearning course.
Each purchase is for a licence for a single user. The user has access to all the elearning course material for 6 (six) months via our web based elearning platform.
For volume purchasers, your nominated administrator will be able to download:
A set of detailed reports in Excel format showing course completion data for all of your users; and
Copies of all certificates.