EU Market Abuse

Product Description

The elearning course is suitable for all employees.

There are 3 core objectives of this interactive elearning course:

• You gain a basic understanding of the concept of Market Abuse and the different components it has.
• You Gain an appreciation of the main themes within the Market Abuse Regulation and Criminal Sanctions for Market Abuse Directive.
• We look at the potential impact that non compliance with the laws could have on you or your organization. This is quite important as it helps to put into perspective the seriousness of the offences outlined in the regulation and local transposition.

1. Background
2. Scope
3. Inside Information
4. Market Abuse Indicators
5. Additional Issues
6. Safe Harbours
7. Sanctions & Penalties
8. Control Framework
9. Reporting

There is a 10 question knowledge check at the end of the elearning course with a standard pass mark of 80% and unlimited attempts. The 10 questions are drawn randomly from a larger bank of questions. Each attempt will draw a different mix of questions.

70 minutes + 10 minutes of questions.

The user will receive a certificate in pdf format upon successful completion of the elearning course and knowledge check.

Each purchase is for a licence for a single user. The user has access to all the elearning course material for 6 (six) months via our web based elearning platform.

For volume purchasers, your nominated administrator will be able to download:

A set of detailed reports in Excel format showing course completion data for all of your users; and Copies of all certificates.